Client Overview

A high profile investment focused firm with billions of dollars under management and a focus on technology and innovation.

You would be working with high profile leaders and with a focus on delivering compliance initiatives on a global scale. This is a once in a life time opportunity to join a business where you can literally feel part of every transaction and surrounded by an elite set of business partners.

Office Culture

High performing 'Silicon Valley' led culture with a WFH solution in place.

The Role

Your role will be to develop a compliance network, globally and with frameworks and policies in place.
You will ensure all necessary communication, documentation and advisory work is completed in relation to being an RIA (registered investment advisor).
You will develop a compliance CofE (center of excellence) to ensure internal and external compliance matters are in place. This can include subjects such as regulation, investment protocol and risk management.
You will also work closely with internal compliance team members and external vendors.

Requirements

10 - 15 years experience (guideline)
Background working in an investment focused firm which acts as a Registered Investment Advisor - essential
Background in a global fund/business with a focus on PE/VC work - essential
Background working across the UK and Asia - essential
Background working with key regulatory bodies such as the SEC - essential
Stakeholder influencing skills would be tier 1, along with training and prior experience (to be inline with the

Please 'apply now' to ensure your profile is considered and follow up directly with the Head of Recruitment, Nathan Smith (nathan.smith@sdlegal-asia.com)

SD Asia Consulting (part of SD Legal Ltd) is a Singapore recruitment firm. EA License: 22S1332

SD Legal Limited is a Hong Kong registered recruitment firm. License No: 70266

SD Legal

New Jobs

Head of Compliance (CCO) - Private Equity