Job Title:
Compliance Director/Officer
Job Summary
:Phoenix Pro Connect is collaborating with a large real estate company in Miami to fill the role of Compliance Director. In this position, you will oversee all compliance functions within the organization, ensuring that operations adhere to legal and regulatory standards, including those applicable to investment advisers registered with the US Securities and Exchange Commission. Reporting to the General Counsel, you will identify compliance vulnerabilities, implement corrective actions, and provide compliance-related training to employees. Your responsibilities will also include conducting periodic compliance reviews and managing required record-keeping processes
.
Key Responsibilitie
- s:Develop and implement strategies to ensure organizational compliance with laws, regulations, and standard
- s.Collaborate with the General Counsel to establish compliance testing and auditing procedure
- s.Identify compliance vulnerabilities and implement corrective measure
- s.Investigate allegations of illegal, improper, or unethical conduct, addressing any violations accordingl
- y.Represent the company during inspections by external authorities or governing bodie
- s.Oversee the development and delivery of compliance-related training session
s.
Experience and Educati
on:Align departmental strategy and direction with the organization's overall goals. Develop impactful policies, practices, and procedur
es.Master's degree with 15 or more years of experience in a related fie
ld.
Competenc
- ies:Ability to develop and mentor oth
- ers.Strong decision-making and leadership ski
- lls.Proficient in problem management and situation analy
- sis.Excellent oral and written communication ski
- lls.Ability to build collaborative relationsh
- ips.Strong analytical and strategic thinking ski
- lls.Sound judgment and decision-making abilit
ies.
