- Long term contract for an Investment Compliance Analyst role with an Investment Management firm in Boston.
- The Investment Compliance Analyst will be responsible for monitoring compliance with the firm’s Policy and Procedures.
- Supporting process, system and data dependent elements of the Code of Ethics program.
- Respond to regulatory inquiries or examinations in these areas, as appropriate.
- Serve as a point of escalation for the organization.
- Looking for 1 - 5 plus years of experience with investment compliance, operational or business controls.
- Ability to produce, condense and convey regulatory and policy information to key stakeholders in clear and simple terms.
- Proficiency with Power BI for data analysis and visualization.
- MUST BE ABLE TO WORK ON A W2 BASIS AND LOCAL TO BOSTON / HYBRID
NOTICE: Any pay ranges displayed are estimations. Actual pay is determined by an applicant's experience, technical expertise, and other qualifications as listed in the job description. All qualified applicants are welcome to apply.
