Sterling Search Partners is helping an Orlando law firm with its search for an Attorney. The Financial Services Attorney provides legal counsel and representation to clients within the financial industry. This role involves advising on regulatory compliance, financial transactions, disputes, and other legal matters pertinent to banks, investment firms, insurance companies, and other financial institutions.
Key Responsibilities:
Regulatory Compliance:
- Advise clients on compliance with federal, state, and international financial regulations.
- Interpret and apply regulations such as the Dodd-Frank Act, SEC rules, FINRA regulations, and others.
- Assist in preparing and filing regulatory reports and documentation.
Financial Transactions:
- Provide legal support for mergers, acquisitions, and other financial transactions.
- Draft, review, and negotiate contracts related to financial services, including investment agreements and loan documents.
Litigation and Dispute Resolution:
- Represent clients in financial disputes, including litigation, arbitration, and mediation.
- Develop legal strategies to resolve issues related to securities fraud, breach of fiduciary duty, and other financial disputes.
Advisory Services:
- Offer legal advice on structuring financial products, risk management, and investment strategies.
- Assist in developing internal policies and procedures to ensure legal and regulatory compliance.
Legal Research and Analysis:
- Conduct research on emerging legal issues and trends affecting the financial services industry.
- Analyze legal documents, case law, and statutes to support client interests and strategic decisions.
Client Relationship Management:
- Build and maintain strong relationships with clients, understanding their needs and providing tailored legal solutions.
- Communicate complex legal concepts clearly and effectively to clients and stakeholders.
Professional Development:
- Stay updated on industry developments, legal trends, and changes in regulations.
- Participate in continuing education and professional development opportunities.
Qualifications:
- Education: Juris Doctor (JD) degree from an accredited law school.
- Licensure: Admission to the bar in [state/country].
- Experience: 1 year of experience in financial services law or a related field.
Skills:
- Strong understanding of financial regulations and compliance.
- Excellent analytical and problem-solving skills.
- Proficient in drafting and negotiating complex financial documents.
- Strong oral and written communication skills.
- Ability to manage multiple priorities and work in a fast-paced environment.