Client Services - Onboarding
Are you a Client Services professional specializing in onboarding? Do you have expertise in Know Your Customer (KYC)/Anti Money Laundering (AML) rules along with knowledge of SEC and FINRA regulatory requirements?
At the client’s Financial Services firm providing a broad range of services in the Financial market, you will be able to access state-of-the-art technology and tools. If you are looking for an opportunity to have hands-on experience with back office systems and leverage your understanding of complex account structures, then this is the perfect opportunity for you!
With this opportunity you will be a part of a collaborative culture that values innovation and provides competitive salary, bonus, and generous benefits.
Please note this is an onsite position at the client’s Chicago office.
As a Client Services Onboarding professional, you will:
- Be a subject matter expert who takes the lead working across teams to onboard new trading accounts
- Conduct KYC/AML reviews, credit reports, and regulatory background checks
- Utilize tools for due diligence background checks
- Review and understand various account structures (trusts, corporations, funds)
- Ensure compliance withSEC and FINRA regulatory requirements
- Use back-office systems for account setup and management
- Support compliance reporting
Requirements:
- 5+ years Financial Industry experience
- Experience with opening and onboarding accounts, performing background and credit checks, and ensuring compliance with regulatory frameworks
- Expert knowledge of industry rules and regulations with a strong focus on KYC/AML regulations as well as FinCen and OFAC regulations
- Experience with back-office systems
- Knowledge of SEC and FINRA regulations preferred
- Please note this is an onsite position working at the client’s Chicago office.
- Please note that the employer will not sponsor applicants for work visas.
No recruiter represented or third party candidate submissions will be accepted. Any unsolicited resumes/candidate profiles submitted will not be considered are not subject to payment of agency fees
