We are partnering with a Global Asset Management company that is seeking an experienced attorney to join their Legal team. You will play a lead role in various matters such as fund formation and maintenance, regulatory compliance, negotiating with investors, and more. This position will have a high level of visibility as it involves collaboration with senior business partners across the firm. We have placed multiple attorneys at this firm that have all enjoyed their time, citing a strong culture, good work life balance, and work that is both interesting and fulfilling.
Responsibilities:
- Play a lead role in the formation, structuring, and maintenance of various funds and investment products
- Ensure compliance with various SEC and FINRA regulations including Investment Advisers and Investment Company Acts of 1940, conduct regulatory examinations, file Form ADV, etc.
- Draft and amend wrap fee advisory program agreements
- Remain updated on developments within the regulatory landscape and advise senior management accordingly
Qualifications:
- 8+ years of Legal experience within the Asset Management industry.
- Law degree from an accredited university
- Strong written and oral communication skills
- Ability to both work independently and collaborate with others
- Experience with “wrap fee” advisory programs is a significant plus
Please do not hesitate to apply today!
