A Leading Investment Firm is seeking a Client Implementation Operations Analyst to join their Dallas, TX team on a contract capacity, ASAP! In this role, you will enhance your problem-solving and customer service skills while gaining deeper insights into the Private Wealth Management business.
Responsibilities:
- Understand various client account structures and the documentation needed for new accounts.
- Conduct due diligence reviews for new client screenings related to AML and Know Your Client (KYC) requirements.
- Collaborate with PWM Advisor teams to verify the accuracy of client documents and ensure timely communication with clients.
- Request necessary products (e.g., options, margin, debit cards) for PWM client accounts.
- Ensure downstream systems accurately recognize approved products and services, including cash products and client performance reporting.
- Resolve issues by coordinating with PWM teams, Compliance, Legal, and AML departments.
- Work on enhancing workflows and processes for account opening.
Skills & Experience:
- Bachelor’s degree
- Proficient in MS Office (Word, Excel) and web-based applications
- Exceptional organizational skills and good judgment
- Strong problem-solving abilities
- Ability to multitask and prioritize effectively
- Experience managing client expectations
- Excellent communication and presentation skills
Preferred Qualifications:
- Series 7, 9, 10, or 4 licenses
- Foreign language proficiency
- 1+ years of experience in the financial industry, particularly in AML, Compliance, or client onboarding within a regulatory environment
Please submit your resume for immediate consideration!
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