Job Title: Regulatory and Compliance Manager
Company: MyFundedFutures
Location: Remote
About Us:
MyFundedFutures is the premier futures prop trading firm, empowering traders to
monetize their market potential. We provide a platform for traders to demonstrate their skills,
complete challenges, and receive allocated simulated funds to participate in the futures market
without risking their own capital. Join our dynamic team and help us grow and innovate in the
futures trading industry
Area of Responsibility:
The Regulatory and Compliance Manager is responsible for overseeing all areas of general and regulatory compliance at MyFundedFutures. Youll be working closely with the legal and executive teams to maintain a compliant framework for all areas of our organization. You will also be responsible for overseeing relationships with regulated vendors and oversight organizations
Responsibilities
- Maintain in-depth knowledge of the business and its activities to ensure adequate compliance oversight and resources as business needs evolve over time; advise on emerging compliance issues
- Create proper compliance programs for all employees in various departments
- Maintain policies and procedures including ongoing required changes
- Keeping apprised of relevant laws and regulations and advising the businesses on current and/or proposed rules and regulations
- Assist with regulatory exams and inquiries for all staff
- Identify/respond to ongoing regulatory changes, ensure implementation of required policies/procedures and appropriate operational/compliance oversight
- Review personal accounts for adherence to the stated personal trading policy
- Assist with annual compliance program review and testing
Preferred Skills / Experience
- Bachelor’s Degree Required
- At least 5 years of related compliance experience is required
- FINRA Series 7 and/or 3 is a bonus but not required
- Knowledge of CME guidelines and futures related regulations
- Experience with regulated FCMs, proprietary trading firms, and or other CFTC regulated entities
