Our client is hiring an Investment Advisory Compliance Analyst. This role is within the Investment Advisory Compliance Group, and focuses on supporting compliance initiatives, overseeing various compliance functions, and improving the effectiveness of the compliance framework to meet regulatory standards. Key duties include supervising staff, updating compliance policies, tracking regulatory changes, managing risk programs, facilitating audits, and developing compliance training.
Ideal candidates will have 7-10 years of compliance experience in investment management, a solid understanding of relevant securities laws, strong communication skills, and experience in staff management and development.
