Commercial Bank in Midtown, Manhattan is seeking a Compliance Officer for a permanent position!
Responsibilities:
- Responsible for all aspects of the compliance program to ensure adheres to applicable laws, regulations, and in-house policies and procedures while keeping abreast of all regulatory developments and requirements.
- Develop and maintain compliance program, policies, and practices while introducing continuous reviews and updates for improvement.
- Act as subject matter expert to the business units on relevant compliance issues and regulatory expectations.
- Manage compliance examinations, audits, regulatory inquires, liaise with business partners in providing requested information.
- Manage compliance-related initiatives as required, such as the implementation of new compliance systems, controls, and related project management efforts.
- Oversight and completion of all annual compliance risk assessments and monitoring plans including the Bank’s direct deposit and lending functions.
- Design, lead, and conduct compliance testing of bank and fintech customers.
- Maintain ownership over Bank, fintech, and agency complaints including weekly review, as well as well as implementing annual complaints program reviews and revisions.
Qualifications:
- Bachelor's Degree
- 7+ years experience working within compliance at a commercial bank
- Strong experience with consumer compliance laws & regulations
- Prior experience covering fin-tech clients from a compliance perspective is a plus
- Knowledge in consumer compliance laws and regulations.
- CRCM certification would be a plus.
