Top-Tier Bank in Midtown, Manhattan is seeing a Compliance Monitoring & Testing Specialist for a full-time position!
Responsibilities:
- Conduct ongoing monitoring and testing to ensure the effective execution and sustainability of bank's adherence to all regulatory requirements (excluding Financial Crimes Compliance) and escalate any issues of non-compliance
- Ensure written monitoring and testing results are thoroughly documented, clearly understood, and escalated appropriately
- Monitor and test regulatory and internal requirement related controls in business level procedures or policies and identify control deficiencies
- Develop reports of regulatory and internal requirement control deficiencies including documentation of findings and tracking remediation objectives
- Participate in planning, execution, and reporting of compliance assurance reviews and compliance and regulatory issue validation
- Stay up to date on federal and state compliance updates
Qualifications:
- Bachelor's Degree
- 3+ years in a compliance testing and monitoring position, with a focus on non financial crimes compliance.
