🚨 Job Opportunity: Compliance Supervision Consultant (Remote) 🚨
💼 Contract: 6-month initial contract
🌍 Location: Remote (supporting CST)
Must-Haves:
• Bachelor's degree
• 2-3 years in the financial services industry, within transaction monitoring
• Active FINRA Series 7 AND 24, OR Series 9 AND 10 (required)
• Proficiency with Microsoft Word, Excel, Adobe, and SharePoint
• Preferred: Advertising compliance experience
Role Overview:
This position involves working in our client's proprietary compliance system, monitoring flagged issues around account setup, email correspondence, and eCommerce. The consultant will address roughly 10-15 flags at a time, ensuring any issues are resolved with field advisors. Tasks range from resolving improper paperwork submissions to handling electronic communication violations.
If you're passionate about compliance and ready for a challenging and rewarding role, apply today!
