Russell Tobin partnered with one of our top clients in the Financial Industry is currently seeking for an Analyst desirable KYC background!
Position: Operations Analyst
Industry: Financial Services
Contract: 12 months
Pay Rate: $30-33/hour on W2
Location: Chicago, IL (on-site)
Requirements:
- Bachelor's Degree
- Knowledge of financial markets and products
- Excellent written and verbal communication skills, and strong client service orientation
- Proficiency using the Microsoft Office Suite in particular Excel, PowerPoint and Microsoft Word
- Experience in Client Onboarding/ Customer Identification Program (CIP)/Know Your Customer (KYC) processes a plus
- Understand structure of trading counterparts
- Self-motivated and proactive team player who takes ownership and accountability of projects, and has strong organizational skills to effectively manage competing priorities
- Flexible and able to work well under pressure in a team environment
Responsibilities:
- Ensure due diligence is performed on new and existing Third Party Distributors as well as other Intermediaries.
- Develop expertise in the Firm's Global Framework.
- Quarterback the due diligence review with TPD's from start to the signing of an agreement.
- Coordinate with internal stakeholders during reviews to obtain necessary approvals.
- Propose and work on special projects as necessary (e.g. automation related projects, new business lines).
- Partner with the Sales organization to ensure a seamless distributor onboarding from front to back and liaise with multiple parties to bring about execution of an agreement.
- Other ad hoc responsibilities include but not limited to, red flag reviews, dealer terminations, and report monitoring.
Benefits info:
Pride Global offers eligible employee’s comprehensive healthcare coverage (medical, dental, and vision plans), supplemental coverage (accident insurance, critical illness insurance and hospital indemnity), 401(k)-retirement savings, life & disability insurance, an employee assistance program, legal support, auto, home insurance, pet insurance and employee discounts with preferred vendors.
