***Hybrid, 3 days onsite, 2 days remote***
***We are unable to sponsor as this is a permanent full-time role***
A prestigious company is looking for a Manager, Compliance Monitoring. This person will manage over 4 people and will focus on regulatory and internal control self-testing programs.
Responsibilities:
- Oversee the facilitation of the management self-testing program, including drafting of test plans, launching campaigns, reviewing of results, and reporting on program.
- Oversee and advance the management self-testing quality assurance program.
- Facilitate, review and report on the company’s attestation program.
- Oversee the Compliance automated testing activities and enhance the testing program in order to provide assurance and insight into the compliance-related activities of the organization.
- Design and perform tests of controls for design and operational effectiveness, as needed.
- Perform secondary review of compliance review checklist related to findings remediation efforts.
- Report on output of programs to stakeholders, senior management, and the board.
- In coordination with other members of the department, develop tools and reports for Assurance and Monitoring.
- Work with internal stakeholders (ORMC, Internal Audit, others) to determine ways to leverage work and maximize efficiency across the organization.
- Escalate issues to the Executive Director, Assurance and Monitoring, and the Chief Compliance Officer, as needed.
- Supervise a team of Associate Principals and Senior Associates.
- Perform administrative supervisory activities including performance reviews, corrective action documentation, and other tasks as needed.
Qualifications:
- Bachelor’s Degree in Business, Finance, Accounting, or a related discipline.
- 7-10 years related experience, preferably 3 years within financial services.
- Familiarity with internal controls role within an organization.
- Experience in identifying process improvements.
- Experience in project planning and reporting results.
- Experience with managing multiple projects simultaneously.
- Strong background and knowledge in process management, including familiarity with issue management or audit best practices.
- Spreadsheet expertise (i.e. Excel).
- Documentation expertise (i.e. Word)
- Presentation experience (i.e. PowerPoint, Word, and Publisher)
- eGRC experience (specifically RSA Archer), preferred
- SOC experience and/or knowledge of COSO preferred.
