CG Advisor Network (CGAN), a division of CG Financial Services, is currently seeking a driven and insightful individual to lead and execute our Investment Operations and Strategy. Utilize your leadership and industry experience to oversee our investment operations to ensure accurate and timely execution of trades, compliance with regulatory requirements, and efficient management of investment processes. The ideal candidate will have a deep understanding of investment operations within a Registered Investment Advisor framework and a proven track record of optimizing operational workflows to ensure success. This is an in-office position located in Lansing, MI or Charlotte, NC.

CG Advisor Network empowers independent advisors to focus on their clients and further building their firms by combining choice and control to enable true independence. We offer a multi-custodial approach and truly open architecture platform with comprehensive investment solutions, back-office support, and business-building resources advisors need to remain highly competitive in today’s market.

The ideal candidate exhibits the following core values:

Thirst for Knowledge: You have a curious and creative mindset, always asking questions to build your expertise and knowledge.
Innovative Problem Solver: You propose solutions and have experience in leading a team, setting an example, and driving success through collaboration, effective communication, and follow-through on commitments.
Self-Motivated: You have a driven and proactive personality, results-oriented, and accept challenges.
Authentic: Your personality is true, honest, and built on integrity. You create an atmosphere with no drama or politics.
Positively Impact People: You are always looking for ways to grow and develop your team, clients, community, and you strive for collective winning.

Core Functions and Responsibilities:

Own and lead the day-to-day investment operations activities and special projects
Portfolio oversight including monitoring daily activities and portfolio execution
Streamline key business processes and objectives
Oversee and leverage provider relationships
Vendor management, specifically Axxcess Wealth Management
Serve as the subject matter expert (SME) on investment systems such as Orion, Eclipse, custodians; and new investment product development in alignment with CGAN’s Investment Strategy
Develop and implement streamlined KPI reporting metrics to monitor and manage ongoing activities related to trading and ongoing productivity to CGAN’s investment portfolio and strategy
Lead, mentor, and define accountability across the entire Investment Operations Team and Vendors
Stay informed about industry trends, regulatory requirements, and emerging technologies to enhance investment services and processes
Serve as an Investment Policy Committee Member

Required Skills and Experience:

Bachelor’s degree in finance, Accounting, Business Administration, or equivalent work experience. Master’s degree or professional certifications preferred
Minimum of five (5) years’ experience directly related to investment operations, preferably within a Registered Investment Advisor or financial services firm
Deep knowledge of investment products, trade execution processes, and regulatory requirements
Proficient in MS Office, investment management software, and trading platforms. Experience with Salesforce and Orion Advisor Tech preferred
Excellent analytical, problem solving, and organizational skills to effectively create and execute strategic plans
Strong communication and interpersonal skills with the ability to interact effectively with clients, team members, and external stakeholders
Demonstrated ability to effectively lead teams and manage multiple projects simultaneously

CG Financial Services jobs

Head of CG Advisor Network Operations and Strategy