Top-Tier Bank in Midtown, Manhattan is seeking a Vice President of Compliance to support their Front Office!
Responsibilities:
- Support the implementation and execution of compliance initiatives, processes, and controls that manage compliance risks
- Maintain business line and support function policies and procedures addressing compliance requirements, including annual updates and addressing of gaps and self-identified issues
- Design, execute and report on Compliance controls for the business lines and support functions
- Support business lines/support functions with annual Compliance Risk Assessment and any remediation efforts thereof
- Implement Compliance policies and procedures in the business line s/support functions
