Job Description
Leading law firm seeks senior corporate securities associate with 5+ years of experience with the following:
- Advising public companies on Securities Act of 1933 and Securities Exchange Act of 1934 compliance
- Handling public and private securities offerings
- Navigating national securities exchange listing rules
- Reporting on Forms 10-K, 10-Q, 8-K, and proxy statements
- Drafting and managing Section 16 reporting (Forms 3, 4, 5)
- Corporate governance, including drafting board resolutions and policies
- Experience with broker-dealers, FINRA, investment advisors, or fund formation is a plus
Qualifications
- 5+ years of experience in securities/capital markets law
- Strong understanding of public company regulations and securities offerings
- Bar admission in NY
What's on Offer
- Hybrid opportunity
- Low billable hour requirement
- End of year bonus, paired with a generous sign on bonus